Institutional Facts and Rates
Contents
Annual Report
Review the Annual Report from Financial Management
Codes and Numbers
Description | Number / Code |
---|---|
Animal Welfare Assurance # |
D16-00292 or A3464-01 (either may be used) More animal welfare regulatory codes and numbers |
CAGE Code | 1HEX5 |
Compliance Report Date (Approved by OFCCP) | 3/2/2000 |
Congressional District | WA-007 |
Employer Identification Number (EIN) | 91-6001537 (1916001537A1) |
European Commission Participant Identification Code (PIC #) | 998096536 |
F&A Rate Agreement Date | June 26, 2024 |
FICE Code | 3798 |
Federal Demonstration Partnership (FDP) Expanded Clearinghouse | UW FDP Profile Information |
Human Subjects Assurance FWA | FWA00006878 View FWA and Expiration Date Search by IORG#0000143, click on U of Washington. |
Institutional Profile File (IPF) | 9087701 |
IRB Registration Numbers | Registration numbers assigned by OHRP for each individual UW IRB:
|
IRS: Entity Identification Number (EIN) / Tax Identification Number (TIN) / UW Tax Status | 91-6001537 UW IRS Tax Determination Letter |
IRS: W-9 Form | W-9 section of the Tax office website |
NAICS Code | 611310 |
NRC Biohazards | WN-C001-1 |
Office of Naval Research (ONR) Contractor Purchasing System Review (CPSR) Approval | Approval valid through August 19, 2027 available from ONR Correspondence |
UW Technology Transfer Office / CoMotion Tech Transfer Officer Contact email | Officer: Bunny Grewal email: innovations@uw.edu |
UBI Number | 178 019 988 |
Unique Entity Identifier (UEI) | HD1WMN6945W6 |
Unique Entity Identifier (UEI) – DoEd only | NFJ3CMQ4B418 |
Washington Statewide Vendor | SWV#0000210-03 |
More Codes, Numbers, and Certification Details are available in the System for Award Management (SAM). To view entity registrations, sign in to SAM.gov and enter the entity’s UEI Number in the search box.
Employee Fringe Benefit Rates
For each dollar paid as salary or wage to an employee, the UW incurs associated costs for fringe benefits. These benefits include F.I.C.A., worker’s compensation, unemployment compensation, retirement, and health insurance.
These rates change and are updated on an annual basis. GIM 3: Fringe Benefit Rates and Sponsored Projects
Review the current Benefit Rates from UW Financial Reporting.
Campus Benefit Rates
Salary Titles | Object Codes | Current Rates | Preliminary Rates |
---|---|---|---|
Instruction and Research Faculty | 01-10 | 24.9% | |
Medical Residents | 01-20 | 29.3% | |
Graduate student appointments | 01-30, 01-40 | 18.7% | |
Post-Doctoral Trainees | 01-50 | 18.7% | |
Classified staff | 01-60 | 34.4% | |
Professional staff | 01-70 | 30.3% | |
Professional staff (retirement exempt) | 01-70ER | 22% | |
Professional staff (healthcare exempt) | 01-70EH | 17.3% | |
Professional staff (retirement and healthcare exempt) | 01-70EB | 9% | |
Hourly, Visiting Scientists, and O.T. | 01-80 | 23% | |
Pre-doctoral Fellows and Trainees | 01-90 | 22.5% |
Applied Physics Laboratory (APL) Benefit Rates
Certain Applied Physics Laboratory (APL) rates include staff leave accruals and differ from campus rates.
Salary Titles | Object Codes | Current Rates | Preliminary Rates | ||||
---|---|---|---|---|---|---|---|
Benefits | Leave | Total | Benefits | Leave | Total | ||
Instruction and Research Faculty | 01-10 | 24.9% | 21% | 45.9% | |||
Medical Residents | 01-20 | 29.3% | 0% | 29.3% | |||
Graduate student appointments | 01-30, 01-40 | 18.7% | 0% | 18.7% | |||
Post-Doctoral Trainees | 01-50 | 18.7% | 0% | 18.7% | |||
Classified staff | 01-60 | 34.4% | 22.1% | 56.5% | |||
Professional staff | 01-70 | 30.8% | 31.1% | 61.9% | |||
Hourly, Visiting Scientists, and O.T. | 01-80 | 23% | 2.2% | 25.2% | |||
Pre-doctoral Fellows and Trainees | 01-90 | 22.5% | 0% | 22.5% |
Facilities and Administration (F&A)
All sponsored program Activity Types fall into three major functions as defined by Federal Uniform Guidance: Organized Research, Instruction, or Other Sponsored Activity (OSA).
F&A costs are those costs incurred for a common or joint purpose benefiting more than one cost objective that cannot be readily assigned to a particular sponsored project. F&A costs are also referred to as “indirect costs.” Examples include: electricity, IT, depreciation on buildings, and general departmental administrative costs.
The UW establishes F&A rates to be used for sponsored program activity in proposal budget preparation. These F&A rates account for the F&A costs that will be incurred to carry out the project.
How to Determine the Correct F&A Rate:
Follow these steps for New & Competing Supplements to determine correct F&A rate:
Understand when GIM 13: Policy Circumstances determine the F&A rate and/or base.
Otherwise, identify:
- The appropriate Activity Type.
- Note: When the project’s organized research activity also has a component of instruction or other sponsored activity, apply the organized research rate to the entire project.
- Activity Location where work will be performed
- If Multiple Locations exist, understand when and how to split the F&A rate
- Proposal Budget Periods.
- The correct F&A rate from the F&A Rate Table(s) based on the activity type, location(s), and budget period(s).
- Costs that make up the F&A Base.
F&A Rate Table
Use these rates for proposal preparation. The F&A rate is applied to the base amount of the project. Review GIM 13 F&A Rate guidance for information on: base calculations, activity types, locations, activity at multiple locations and more.
On-Campus F&A Rates
On-Campus locations budget calculations use base type Modified Total Direct Cost (MTDC) unless program announcement states otherwise. Review more GIM 13: F&A Base guidance.
* Use this rate for proposal budgeting until amended per the F&A Rate Agreement.
On-Campus Organized Research, Rates, Dates & Fiscal Year (FY) | ||
---|---|---|
54.5% | 7/01/2012 – 6/30/2017 | FY 2013-2017 |
55.0% | 7/01/2017 – 6/30/2018 | FY 2018 |
55.5% | 7/01/2018 – 6/30/2020* | FY 2019-2024* |
On-Campus Other Sponsored Activity, Rates, Dates & Fiscal Year (FY) | ||
33.8% | 7/01/2009–6/30/2016 | FY 2010-2016 |
37.0% | 7/01/2016–6/30/2020* | FY 2017-2024* |
On-Campus Instruction, Rates, Dates & Fiscal Year (FY) | ||
53.0% | 7/01/2009–6/30/2020* | FY 2010-2024* |
South Lake Union (SLU) & Eastlake F&A Rates
A,B, C, and Brotman (D) Building 850 Republican St.
E & F Building 750 Republican St.
Rosen Building 960 Republican St.
Eastlake Building 1616 Eastlake Avenue East
SLU & Eastlake budget calculations use base type Modified Total Direct Cost (MTDC) unless program announcement states otherwise.
* Use this rate for proposal budgeting until amended per the F&A Rate Agreement.
SLU Organized Research Rates, Dates & Fiscal Year (FY) | ||
---|---|---|
74.0% | 7/01/2014 – 6/30/2016 | FY 2015-2016 |
75.0% | 7/01/2016 – 6/30/2017 | FY 2017 |
76.0% | 7/01/2017 – 6/30/2019 | FY 2018-2019 |
76.5% | 7/01/2019 – 6/30/2020* | FY 2024* |
SLU Other Sponsored Activity Rates, Dates & Fiscal Year (FY) | ||
33.8% | 7/01/2009 – 6/30/2016 | FY 2010-2016 |
37.0% | 7/01/2016 – 6/30/2020* | FY 2017-2024* |
SLU Instruction Rates, Dates & Fiscal Year (FY) | ||
53.0% | 7/01/2009 – 6/30/2020* | FY 2010-2024* |
Primate Center F&A Rates
Washington National Primate Center
Primate center budget calculations use base type Modified Total Direct Cost (MTDC) unless program announcement states otherwise.
* Use this rate for proposal budgeting until amended per the F&A Rate Agreement.
Primate Center – Core Organized Research, Rates, Dates & Fiscal Year (FY) | ||
---|---|---|
42% | 7/01/2009 – 6/30/2016 | FY 2010-2016 |
38.1% | 7/01/2016 – 6/30/2020* | FY 2017-2024* |
Primate Center – Other Organized Research, Rates, Dates & Fiscal Year (FY) | ||
78% | 7/01/2009- 6/30/2016 | FY 2010-2016 |
83.1% | 7/01/2016-6/30/2020* | FY 2017-2024* |
Primate Center – Non-Federal Organized Research, Rates, Dates & Fiscal Year (FY) | ||
83% | 7/01/2014–6/30/2016 | FY 2015-2016 |
90.6% | 7/01/2016–6/30/2020* | FY 2017-2024* |
Applied Physics Laboratory (APL) F&A Rates
1013 NE 40th street
APL budget calculations use base type Modified Total Direct Cost (MTDC) unless program announcement states otherwise.
* Use this rate for proposal budgeting until amended per the F&A Rate Agreement.
APL Organized Research, Rates, Dates & Fiscal Year (FY) | ||
---|---|---|
17% | 7/01/2009 – 6/30/2016 | FY 2010-2016 |
19% | 7/01/2016 – 6/30/2020* | FY 2017-2024* |
Off-Campus F&A Rates
Actual performance site locations and Seattle Cancer Care Alliance (SCCA)
Off-Campus locations budget calculations use base type Modified Total Direct Cost (MTDC) unless program announcement states otherwise.
* Use this rate for proposal budgeting until amended per the F&A Rate Agreement.
Off-Campus Organized Research, Rates, Dates & Fiscal Year (FY) | ||
---|---|---|
26% | 7/01/2009 – 6/30/2020* | FY 2010-2024* |
Off-Campus Other Sponsored Activity, Rates, Dates & Fiscal Year (FY) | ||
26% | 7/01/2009- 6/30/2016 | FY 2010-2016 |
25% | 7/01/2016-6/30/2020* | FY 2017-2024* |
Off-Campus Instruction, Rates, Dates & Fiscal Year (FY) | ||
26% | 7/01/2009–6/30/2020* | FY 2010-2024* |
Research Vessel F&A Rates
Research Vessel budget calculations use base type Salary & Wages (S&W) unless program announcement states otherwise.
* Use this rate for proposal budgeting until amended per the F&A Rate Agreement.
Research Vessel Organized Research, Rates, Dates & Fiscal Year (FY) | ||
---|---|---|
25% | 7/01/2009 – 6/30/2020* | FY 2010-2024* |
Industry Sponsored Clinical Trials F&A Rates
Industry Sponsored Clinical Trials budget calculations use base type Total Direct Cost (TDC) for base calculation unless program announcement states otherwise.
Industry Sponsored Clinical Trials Rates and Dates | ||
---|---|---|
27% | 10/01/2011 – N/A |
Research Affiliate Program F&A Rates
Industry Research Affiliate Programs: 20% of the program membership fees go towards F&A for Research Affiliate Program activities.
Industry Research Affiliate Programs Rates and Dates | ||
---|---|---|
20% of the membership dues go towards F&A. When this is subtracted from the overall membership fee, the result in an effective F&A rate of 25%.
For example: If the total membership fee is $50,000 25% is the effective rate |
1/01/2010 – N/A |
Official Contacts and Mailing Addresses
Authorized Official
Carol Rhodes, Director, Office of Sponsored Programs
4333 Brooklyn Ave NE
Box 359472
Seattle, WA 98195-9472
(206) 543-4043 tel
(206) 685-1732 fax
osp@uw.edu
Official designated to give assurances, make commitments, and execute documents on behalf of the University of Washington as may be required by federal and state agencies and other organizations which provide external support to the UW.
The signature of an authorized official certifies that commitments made on proposals will be honored; and ensures that all agreements entered into for external funding conform to federal regulations, agency guidelines, and University policies.
OSP Staff with delegated signature authority
Institutional Mailing Address
University of Washington
4333 Brooklyn Ave NE
Box 359472
Seattle, WA
98195-9472
Cognizant Audit Agency and Individual
U.S. Department of Health and Human Services (DHHS)
Program Support Center (PSC)
Division of Cost Allocation (DCA)
Western Field Office
90-7th Street, Suite 4-600
San Francisco, CA 94103
Tel.(415) 556-5766
Director, Cost Allocation Services, Arif Karim: (214) 767-3261
HHS Representative, Lucy Siow: (301) 492-4891
Branch Chief for Colleges and Universities, Non-Profits and Hospitals
Cost Allocation Services
Note: Cognizant audit agency representative and contact information confirmed July 2024.
UW Fiscal Officer
Juan Lepez, Director, Grant and Contract Accounting
Box 354966
Seattle, WA 98195-4966
Grant and Contract Accounting (GCA)
Payment Address
Grant & Contract Payments
Mail grant & contract payments to this address, include the UW budget number and invoice number if applicable:
University of Washington
Grant and Contract Accounting
12455 Collections Drive
Chicago, IL 60693
Clinical Trials Payments and Other “Pay in Advance” Projects
Send clinical trial and other “pay in advance” project payments directly to the PI, research coordinator, or fiscal personnel in the PI’s department. Do not send these to the Grant & Contract Accounting address.
State of Washington Single Audit Report
Current and prior audits are available on the Single Audit Report website.
The UW is audited as part of the state-wide single audit published on the WA Office of Financial Management website and is referenced as agency 360.